Totum makes compliance simple!
Two effective work flows to help advisors stay compliant and convert prospects faster.
The most suitable and relatable risk tolerance questionnaire for a better client experience
MODEL MARKETPLACE & INTEGRATIONS
Import models and automatically integrate client account data to make investment recommendations based on portfolio risk
Personalize your investment policy statements and reports for client meetings and compliance rules
Here’s what our clients have to say about Totum
I LOVE the two different risk numbers (i.e. capacity vs. preference) this is a robust story and super meaningful for deepening the client conversation beyond what they initially say they are comfortable with.
Totum does a great job capturing the statistical-based measure of risk a client can assume given their current life situation and directly compares it with a score based on the client’s feelings toward investment risk. It’s really advantageous to have both of these measures because together they lead to deeper, more meaningful conservations and a better understanding of a client’s true risk tolerance.