Totum

Day: October 13, 2021

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SEC’s Request for Comment On Digital Engagement Practices (DEPs) Puts Fintech Practices Under a Microscope

On August 27, 2021, the SEC issued a press release “requesting information and public comment on matters related to the use of digital engagement practices by broker-dealers and investment advisers.”  The primary goal of the Request for Comment was to aid the Commission in determining whether or not regulatory action will be needed to protect …

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[Totum LIVE] How Advisors can streamline their practice with State Street ETF Model Portfolios and Totum

Click on the video below to watch the playback of our conversation with State Street. State Street Model Strategist Karlan Patel, CFA joined Totum’s Co-Founder and CRO Larry Shumbres to demonstrate how State Street ETF Model Portfolios can be utilized on Totum to streamline an advisor’s investment practice. https://www.youtube.com/watch?v=iEEg9E9eVSE Schedule a time to see how Totum’s …

[Totum LIVE] How Advisors can streamline their practice with State Street ETF Model Portfolios and Totum Read More »